Compliance and Operations Associate
About the position CreditSights is currently seeking an Operations/Compliance Associate based out of our Chicago office. Celebrating its 25th anniversary this year, CreditSights continues to offer award-winning, unbiased research on global credit markets, empowering clients to make informed investment decisions. With offices in New York, London, Singapore, Glasgow, Denver, and Charlotte, we serve a diverse global institutional client base, including banks, investment advisors, mutual funds, and hedge funds. As a leading voice in credit research, our expert insights are featured in top publications such as Bloomberg, The Wall Street Journal, and Financial Times. As a Fitch Solutions Company, CreditSights provides a dynamic environment fostering professional growth and innovation, where you collaborate with seasoned analysts to deliver critical intelligence in complex financial markets. Working at CreditSights offers the chance to be part of a premier independent credit research firm, renowned for its in-depth analysis and insights. You'll collaborate with a team of seasoned analysts, delivering critical intelligence that helps clients navigate complex financial markets. This dynamic environment encourages professional growth and innovation, enabling you to make a meaningful impact in the field of credit research. About the Team Bixby Research and Analytics (“Bixby”), a division of CreditSights is the leading private information provider in the $1.5+ trillion leveraged loan market. Since 2018, Bixby's SaaS platform has been revolutionizing the way institutional investors consume information for their private investments. Bixby's market moving news and expansive financial data keeps hedge funds and asset managers ahead of their competition. Bixby’s platform is relied upon each day as a trusted source of information for some of the largest, most-awarded institutional investors in the credit market.
Responsibilities
- Daily Operational/Compliance procedures.
- Work closely with Compliance Manager and senior research staff to manage compliance programs and execute on associated operational processes and control systems.
- Document Management/Categorization.
- Review, revise, and continuously improve upon, existing compliance programs, policies and procedures as necessary to identify risks and stay in line with mandated compliance policies.
- Ability to review own work product to ensure accuracy and completeness in a time-sensitive environment.
- Permission management of document and site access.
Requirements
- Bachelor’s degree required. A variety of educational histories will be considered for this role, especially those with Accounting/Financial/Legal backgrounds.
- 2+ years of compliance and operational experience. Specific experience in finance / asset management is strongly preferred.
- Microsoft Excel, Word, PowerPoint and Adobe PDF skills required.
- Established skills in accuracy, organization, and experience working in a high-volume, time-sensitive environment.
- Ability to manage and execute challenging projects with minimal oversight.
- Possess strong organizational skills, sound judgement and hold highest ethical standards.
Nice-to-haves
- Prior experience with virtual data rooms is preferred.
- General understanding of financial markets is preferred.
Benefits
- Hybrid Work Environment: 2 to 3 days a week in office required based on your line of business and location
- A Culture of Learning & Mobility: Dedicated trainings, leadership development and mentorship programs designed to ensure that your time at Fitch will be a continuous learning opportunity
- Investing in Your Future: Retirement planning and tuition reimbursement programs that empower you to achieve your short and long-term goals
- Promoting Health & Wellbeing: Comprehensive healthcare offerings that enable physical, mental, financial, social, and occupational wellbeing
- Supportive Parenting Policies: Family-friendly policies, including a generous global parental leave plan, designed to help you balance career and family life effectively
- Inclusive Work Environment: A collaborative workplace
where all voices are valued, with Employee Resource Groups that unite and empower our colleagues around the globe
- Dedication to Giving Back: Paid volunteer days, matched funding for donations and ample opportunities to volunteer in your community
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